Initial Statement of Beneficial Ownership (3)
05 Février 2015 - 10:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bedingfield Kenneth L
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/3/2015
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3. Issuer Name
and
Ticker or Trading Symbol
NORTHROP GRUMMAN CORP /DE/ [NOC]
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(Last)
(First)
(Middle)
2980 FAIRVIEW PARK DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Corp VP, CFO /
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(Street)
FALLS CHURCH, VA 22042
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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6643.0000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Performance Stock Rights
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(1)
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(1)
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Common Stock
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17459.0000
(2)
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(1)
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D
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Restricted Stock Rights
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(3)
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(3)
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Common Stock
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15203.0000
(4)
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(3)
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D
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Explanation of Responses:
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(
1)
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Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
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(
2)
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Total amount includes 6,572 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/15/12 with a valuation performance measurement period ("measurement period") ended 12/31/14; 7,006 unvested RPSRs granted under the LTISP on 2/20/13 with a measurement period ending 12/31/15; and 3,881 unvested RPSRs granted under LTISP on 2/19/14 with a measurement period ending 12/31/16. Grants awarded pursuant to Rule 16b-3(d).
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(
3)
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Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
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(
4)
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Total amount includes 2,816 unvested RSRs granted under the LTISP on 2/15/12 that will vest on 2/15/15; 4,650 unvested RSRs granted under the LTISP on 2/15/12 that will vest on 2/15/15; 3,071 unvested RSRs granted under the LTISP on 7/19/12 that will vest on 7/19/15; 3,003 unvested RSRs granted under the LTISP on 2/20/13 that will vest on 2/20/16; and 1,663 unvested RSRs granted under the LTISP on 2/19/14 that will vest on 2/19/17. Grants awarded pursuant to Rule 16b-3(d).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Bedingfield Kenneth L
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH, VA 22042
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Corp VP, CFO
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Signatures
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/s/ Jennifer C. McGarey, Attorney-in-Fact
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2/5/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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