- Statement of Ownership (SC 13G)
11 Juin 2010 - 8:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Schedule
13G
Under
the Securities Exchange Act of 1934
Targeted
Genetics Corporation
(Name
of Issuer)
Common Stock
,
$0.01 par value per
share
(Title
of Class of Securities)
87612M3067
(CUSIP
Number)
March
2, 2010
(Date
of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
o
Rule
13d-1(b)
þ
Rule
13d-1(c)
o
Rule
13d-1(d)
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP
No. 87612M3067
|
13G
|
Page
2 of 7 Pages
|
1.
|
NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Zachary
Prensky
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
(b)
o
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|
NUMBER
OF
|
5.
|
SOLE
VOTING POWER
780,000
|
|
SHARES
BENEFICIALLY
|
6.
|
SHARED
VOTING POWER
955,000
|
|
OWNED
BY
EACH REPORTING
|
7.
|
SOLE
DISPOSITIVE POWER
780,000
|
|
PERSON
WITH
|
8.
|
SHARED
DISPOSITIVE POWER
955,000
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,735,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
|
o
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.9%
|
|
12.
|
TYPE
OF REPORTING PERSON
IN
|
|
CUSIP
No. 87612M3067
|
13G
|
Page
3 of 7 Pages
|
1.
|
NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Jeffrey
Mann
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
(b)
o
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|
NUMBER
OF
|
5.
|
SOLE
VOTING POWER
25,000
|
|
SHARES
BENEFICIALLY
|
6.
|
SHARED
VOTING POWER
955,000
|
|
OWNED
BY
EACH REPORTING
|
7.
|
SOLE
DISPOSITIVE POWER
25,000
|
|
PERSON
WITH
|
8.
|
SHARED
DISPOSITIVE POWER
955,000
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
980,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
|
o
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.4%
|
|
12.
|
TYPE
OF REPORTING PERSON
IN
|
|
CUSIP
No. 87612M3067
|
13G
|
Page
4 of 7 Pages
|
1.
|
NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Koyote
Trading LLC (80-0308646)
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
þ
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER
OF
|
5.
|
SOLE
VOTING POWER
0
|
|
SHARES
BENEFICIALLY
|
6.
|
SHARED
VOTING POWER
955,000
|
|
OWNED
BY
EACH REPORTING
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
|
PERSON
WITH
|
8.
|
SHARED
DISPOSITIVE POWER
955,000
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
955,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
|
o
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.3%
|
|
12.
|
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP
No. 87612M3067
|
13G
|
Page
5 of 7 Pages
|
The
Reporting Persons are filing this Schedule 13G notwithstanding the fact
that the Issuer has deregistered its Common Stock under Section 12 of the
Securities Exchange Act of 1934 thereby eliminating the requirement to
file Schedules 13D-G.
|
Item
1(a).
|
Name
of Issuer:
|
Targeted
Genetics Corporation, a Washington corporation
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices:
|
1100
Olive Way, Suite 100
Seattle,
Washington 98101
Item
2(a).
|
Name
of Persons Filing:
|
|
(iii)
|
Koyote
Trading LLC.
|
Item
2(b).
|
Address
of Principal Business Office or, if None,
Residence:
|
800 Third
Avenue, 10
th
Floor
New York,
New York 10022
Each of
Zachary Prensky and Jeffrey Mann is a citizen of the United State and Koyote
Trading LLC is a limited liability company organized under the laws of the State
of Delaware.
Item
2(d).
|
Title
of Class of Securities:
|
Common
stock, $0.01 par value per share (“Shares”)
87612M3067
Item
3.
|
If
This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c),
Check Whether the Person Filing is
a:
|
(a)
|
o
|
Broker or dealer registered under
Section 15 of the Exchange
Act.
|
(b)
|
o
|
Bank as defined in Section
3(a)(6) of the Exchange Act.
|
(c)
|
o
|
Insurance company as defined in
Section 3(a)(19) of the Exchange
Act.
|
(d)
|
o
|
Investment company registered
under Section 8 of the Investment Company
Act.
|
(e)
|
o
|
An investment adviser in
accordance with Rule
13d-1(b)(1)(ii)(E).
|
(f)
|
o
|
An employee benefit plan or
endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F).
|
(g)
|
o
|
A parent holding company or
control person in accordance with Rule
13d-1(b)(1)(ii)(G).
|
(h)
|
o
|
A savings association as defined
in Section 3(b) of the Federal Deposit Insurance
Act.
|
(i)
|
o
|
A church plan that is excluded
from the definition of an investment company under Section 3(c)(14) of the
Investment Company Act.
|
(j)
|
o
|
Group, in accordance with Rule
13d-1(b)(1)(ii)(J).
|
CUSIP
No. 87612M3067
|
13G
|
Page
6 of 7 Pages
|
|
(a)
|
Amount
beneficially owned (as of June 7,
2010):
|
Zachary
Prensky beneficially owns 1,735,000 Shares consisting of (i) 780,000 Shares he
owns of record and (ii) 955,000 Shares owned of record by Koyote Trading LLC
over which he has shared voting and dispositive power.
Jeffrey
Mann beneficially owns 980,000 Shares consisting of (i) 25,000 Shares he owns of
record and (ii) 955,000 Shares owned of record by Koyote Trading LLC over which
he has shared voting and dispositive power.
Koyote
Trading LLC beneficially owns 955,000 Shares, all of which it owns of record,
but over which it has shared voting and dispositive power with Zachary Prensky
and Jeffrey Mann.
|
(b)
|
Percent
of class (as of June 7, 2010):
|
Zachary
Prensky beneficially owns 7.9% of the total number of outstanding Shares
consisting of (i) 3.6% which he owns of record and (ii) 4.3% owned of record by
Koyote Trading LLC over which he has shared voting and dispositive
power.
Jeffrey
Mann beneficially owns 4.4 of the total number of outstanding Shares consisting
of (i) 0.1% which he owns of record and (ii) 4.3% owned of record by Koyote
Trading LLC over which he has shared voting and dispositive power.
Koyote
Trading LLC beneficially owns 4.3% of the total number of outstanding Shares,
all of which it owns of record, but over which it has shared voting and
dispositive power with Zachary Prensky and Jeffrey Mann.
|
(c)
|
Number of shares as to which such
person has (as of June 7,
2010):
|
|
(i)
|
Sole power to vote or to direct
the vote:
780,000
|
|
(ii)
|
Shared power to vote or to direct
the vote: 955,000
|
|
(iii)
|
Sole power to dispose or to
direct the disposition of:
780,000
|
|
(iv)
|
Shared power to dispose or to
direct the disposition
of: 955,000
|
|
(i)
|
Sole power to vote or to direct
the vote:
25,000
|
|
(ii)
|
Shared power to vote or to direct
the vote: 955,000
|
|
(iii)
|
Sole power to dispose or to
direct the disposition of:
25,000
|
|
(iv)
|
Shared power to dispose or to
direct the disposition
of: 955,000
|
|
(i)
|
Sole power to vote or to direct
the vote:
0
|
|
(ii)
|
Shared power to vote or to direct
the vote: 955,000
|
|
(iii)
|
Sole power to dispose or to
direct the disposition of:
0
|
|
(iv)
|
Shared power to dispose or to
direct the disposition
of: 955,000
|
CUSIP
No. 87612M3067
|
13G
|
Page
7 of 7 Pages
|
Item 5.
|
Ownership of Five Percent or Less
of a Class.
|
If this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than 5 percent of
the class of securities, check the following
o
.
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
Not
applicable.
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding
Company:
|
Not
applicable.
Item 8.
|
Identification and Classification
of Members of the Group.
|
This
Schedule 13G Statement is being filed on behalf of each of the Reporting Persons
pursuant to Rules 13d-1(c). The identity of each of the Reporting Persons is set
forth in Item 2(a) hereof
Item
9.
|
Notice
of Dissolution of Group.
|
Not
applicable.
By
signing below each of the Reporting Persons certify that, to the best of such
person’s knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, the undersigned
certifies that the information set forth in this statement is true, complete and
correct.
Date: June
11, 2010
|
ZACHARY
PRENSKY
|
|
|
|
|
/s/ Zachary Prensky
|
|
|
|
|
Date: June
11, 2010
|
JEFFREY
MANN
|
|
|
|
|
/s/ Jeffrey Mann
|
|
|
|
|
Date: June
11, 2010
|
KOYOTE
TRADING LLC
|
|
|
|
|
By: /s/ Roger Jassie
|
|
|
Roger
Jassie, Chief Compliance Officer
|
ATTENTION: INTENTIONAL MISSTATEMENTS OR
OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18
U.S.C. 1001)
LIST OF EXHIBITS
Exhibit No.
|
|
Description
|
|
|
|
A
|
|
Joint
Filing Agreement
|
Exhibit A
Agreement
of Joint Filing of Schedule 13G
Pursuant
to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended,
the undersigned hereby agree to the joint filing on behalf of each of them of a
statement on Schedule 13G (including amendments thereto) with respect to
the ownership by each of the undersigned of shares of stock of the
Issuer.
Date: June
11, 2010
|
ZACHARY
PRENSKY
|
|
|
|
|
/s/ Zachary Prensky
|
|
|
|
|
Date: June
11, 2010
|
JEFFREY
MANN
|
|
|
|
|
/s/ Jeffrey Mann
|
|
|
|
|
Date: June
11, 2010
|
KOYOTE
TRADING LLC
|
|
|
|
|
By: /s/ Roger Jassie
|
|
|
Roger
Jassie, Chief Compliance Officer
|
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