Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
29 Août 2024 - 6:35PM
Edgar (US Regulatory)
Bancroft
Fund
Ltd.
Schedule
of
Investments
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
90
.7
%
Aerospace
and
Defense
—
1
.4
%
$
1,575,000
Rocket
Lab
USA
Inc.
,
4.250
%
,
02/01/29
(a)
.............
$
1,843,734
Automotive:
Parts
and
Accessories
—
1
.4
%
2,250,000
Rivian
Automotive
Inc.
,
3.625
%
,
10/15/30
(a)
.............
1,948,408
Business
Services
—
4
.1
%
2,000,000
BigBear.ai
Holdings
Inc.
,
6.000
%
,
12/15/26
(a)
.............
1,449,510
3,000,000
MicroStrategy
Inc.
,
2.250
%
,
06/15/32
(a)
.............
2,853,059
1,000,000
Zillow
Group
Inc.
,
1.375
%
,
09/01/26
...............
1,215,611
5,518,180
Communications
Equipment
—
2
.4
%
800,000
InterDigital
Inc.
,
3.500
%
,
06/01/27
...............
1,240,836
2,000,000
Lumentum
Holdings
Inc.
,
1.500
%
,
12/15/29
...............
1,952,568
3,193,404
Computer
Software
and
Services
—
13
.8
%
2,875,000
Akamai
Technologies
Inc.
,
1.125
%
,
02/15/29
(a)
.............
2,732,571
400,000
Alibaba
Group
Holding
Ltd.
,
0.500
%
,
06/01/31
(a)
.............
387,100
3,000,000
CSG
Systems
International
Inc.
,
3.875
%
,
09/15/28
(a)
.............
2,794,500
1,250,000
PagerDuty
Inc.
,
1.500
%
,
10/15/28
(a)
.............
1,348,724
1,500,000
PAR
Technology
Corp.
,
2.875
%
,
04/15/26
...............
1,917,000
1,000,000
Parsons
Corp.
,
2.625
%
,
03/01/29
(a)
.............
1,072,500
2,575,000
Progress
Software
Corp.
,
3.500
%
,
03/01/30
(a)
.............
2,630,577
1,805,000
PROS
Holdings
Inc.
,
2.250
%
,
09/15/27
...............
1,763,485
3,156,000
Veritone
Inc.
,
1.750
%
,
11/15/26
...............
1,139,363
1,250,000
Vertex
Inc.
,
0.750
%
,
05/01/29
(a)
.............
1,495,452
1,500,000
Workiva
Inc.
,
1.250
%
,
08/15/28
(a)
.............
1,333,500
18,614,772
Principal
Amount
Market
Value
Consumer
Products
—
0
.1
%
$
150,000
Spectrum
Brands
Inc.
,
3.375
%
,
06/01/29
(a)
.............
$
145,200
Consumer
Services
—
2
.3
%
1,600,000
Stride
Inc.
,
1.125
%
,
09/01/27
...............
2,294,400
640,000
Uber
Technologies
Inc.
,
Ser.
2028
,
0.875
%
,
12/01/28
(a)
.............
762,560
3,056,960
Diversified
Industrial
—
0
.9
%
2,000,000
PureCycle
Technologies
Inc.
,
7.250
%
,
08/15/30
(a)
.............
1,210,963
Energy
and
Utilities
—
20
.3
%
2,938,000
Array
Technologies
Inc.
,
1.000
%
,
12/01/28
...............
2,381,131
Bloom
Energy
Corp.
1,850,000
3.000
%
,
06/01/28
...............
1,798,634
200,000
3.000
%
,
06/01/29
...............
177,100
2,000,000
CMS
Energy
Corp.
,
3.375
%
,
05/01/28
...............
1,967,000
1,000,000
Fluor
Corp.
,
1.125
%
,
08/15/29
(a)
.............
1,144,250
700,000
Kosmos
Energy
Ltd.
,
3.125
%
,
03/15/30
(a)
.............
734,125
2,000,000
Nabors
Industries
Inc.
,
1.750
%
,
06/15/29
...............
1,458,000
1,750,000
NextEra
Energy
Partners
LP
,
2.500
%
,
06/15/26
(a)
.............
1,603,443
2,000,000
Northern
Oil
&
Gas
Inc.
,
3.625
%
,
04/15/29
...............
2,309,500
2,000,000
Ormat
Technologies
Inc.
,
2.500
%
,
07/15/27
...............
1,986,000
2,634,000
PG&E
Corp.
,
4.250
%
,
12/01/27
(a)
.............
2,659,681
2,500,000
PNM
Resources
Inc.
,
5.750
%
,
06/01/54
(a)
.............
2,453,750
3,000,000
PPL
Capital
Funding
Inc.
,
2.875
%
,
03/15/28
...............
2,880,750
1,500,000
Stem
Inc.
,
4.250
%
,
04/01/30
(a)
.............
627,600
1,900,000
Sunnova
Energy
International
Inc.
,
2.625
%
,
02/15/28
...............
689,083
2,450,000
WEC
Energy
Group
Inc.
,
4.375
%
,
06/01/29
(a)
.............
2,440,200
27,310,247
Entertainment
—
4
.8
%
1,810,000
fuboTV
Inc.
,
3.250
%
,
02/15/26
...............
1,088,263
Bancroft
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Entertainment
(Continued)
$
2,000,000
Liberty
Media
Corp.-Liberty
Formula
One
,
2.250
%
,
08/15/27
...............
$
2,131,324
3,000,000
Live
Nation
Entertainment
Inc.
,
3.125
%
,
01/15/29
...............
3,323,765
6,543,352
Financial
Services
—
6
.1
%
1,500,000
Bread
Financial
Holdings
Inc.
,
4.250
%
,
06/15/28
...............
2,011,242
1,000,000
Coinbase
Global
Inc.
,
0.250
%
,
04/01/30
(a)
.............
968,000
1,900,000
Global
Payments
Inc.
,
1.500
%
,
03/01/31
(a)
.............
1,748,950
1,250,000
HCI
Group
Inc.
,
4.750
%
,
06/01/42
...............
1,632,875
2,000,000
SoFi
Technologies
Inc.
,
1.250
%
,
03/15/29
(a)
.............
1,868,000
8,229,067
Food
and
Beverage
—
1
.6
%
2,000,000
The
Chefs'
Warehouse
Inc.
,
2.375
%
,
12/15/28
...............
2,228,722
Health
Care
—
15
.3
%
2,000,000
Amphastar
Pharmaceuticals
Inc.
,
2.000
%
,
03/15/29
(a)
.............
1,917,578
1,500,000
Coherus
Biosciences
Inc.
,
1.500
%
,
04/15/26
...............
1,102,504
3,750,000
Cutera
Inc.
,
2.250
%
,
06/01/28
...............
766,877
750,000
Dexcom
Inc.
,
0.375
%
,
05/15/28
...............
736,500
2,175,000
Evolent
Health
Inc.
,
3.500
%
,
12/01/29
(a)
.............
1,967,831
2,250,000
Exact
Sciences
Corp.
,
2.000
%
,
03/01/30
(a)
.............
1,995,750
1,500,000
Haemonetics
Corp.
,
2.500
%
,
06/01/29
(a)
.............
1,476,750
3,200,000
Halozyme
Therapeutics
Inc.
,
1.000
%
,
08/15/28
...............
3,565,088
1,000,000
Immunocore
Holdings
plc
,
2.500
%
,
02/01/30
(a)
.............
826,401
940,000
Invacare
Corp.,
Escrow
,
Zero
Coupon
,
05/08/28
(b)
.........
0
1,000,000
Jazz
Investments
I
Ltd.
,
2.000
%
,
06/15/26
...............
964,250
600,000
Pacira
BioSciences
Inc.
,
2.125
%
,
05/15/29
(a)
.............
597,900
3,000,000
Sarepta
Therapeutics
Inc.
,
1.250
%
,
09/15/27
...............
3,867,000
Principal
Amount
Market
Value
$
500,000
TransMedics
Group
Inc.
,
1.500
%
,
06/01/28
...............
$
878,696
20,663,125
Metals
and
Mining
—
0
.8
%
1,150,000
MP
Materials
Corp.
,
3.000
%
,
03/01/30
(a)
.............
1,038,730
Real
Estate
Investment
Trusts
—
3
.3
%
1,000,000
Redwood
Trust
Inc.
,
7.750
%
,
06/15/27
...............
971,875
1,125,000
Rexford
Industrial
Realty
LP
,
4.125
%
,
03/15/29
(a)
.............
1,099,125
2,560,000
Summit
Hotel
Properties
Inc.
,
1.500
%
,
02/15/26
...............
2,316,800
4,387,800
Security
Software
—
3
.0
%
2,500,000
Cardlytics
Inc.
,
4.250
%
,
04/01/29
(a)
.............
2,033,750
2,175,000
Rapid7
Inc.
,
1.250
%
,
03/15/29
(a)
.............
2,061,742
4,095,492
Semiconductors
—
6
.4
%
600,000
Impinj
Inc.
,
1.125
%
,
05/15/27
...............
931,094
1,500,000
indie
Semiconductor
Inc.
,
4.500
%
,
11/15/27
(a)
.............
1,501,500
1,500,000
MKS
Instruments
Inc.
,
1.250
%
,
06/01/30
(a)
.............
1,604,530
3,000,000
ON
Semiconductor
Corp.
,
0.500
%
,
03/01/29
...............
2,885,250
3,125,000
Wolfspeed
Inc.
,
1.875
%
,
12/01/29
...............
1,737,500
8,659,874
Telecommunications
—
1
.7
%
2,075,000
Infinera
Corp.
,
3.750
%
,
08/01/28
...............
2,257,600
Transportation
—
1
.0
%
1,600,000
Air
Transport
Services
Group
Inc.
,
3.875
%
,
08/15/29
(a)
.............
1,361,544
TOTAL
CONVERTIBLE
CORPORATE
BONDS
.......................
122,307,174
Shares
CONVERTIBLE
PREFERRED
STOCKS
—
0
.5
%
Business
Services
—
0.0
%
809,253
Amerivon
Holdings
LLC
,
4.000
%
(b)
....................
0
Bancroft
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Shares
Market
Value
CONVERTIBLE
PREFERRED
STOCKS
(Continued)
Business
Services
(Continued)
272,728
Amerivon
Holdings
LLC,
common
equity
units
(b)
..........................
$
3
3
Health
Care
—
0
.5
%
28,911
Invacare
Holdings
Corp.
,
Ser.
A
,
9.000
%
(b)
....................
650,497
TOTAL
CONVERTIBLE
PREFERRED
STOCKS
......................
650,500
MANDATORY
CONVERTIBLE
SECURITIES
(c)
—
6
.9
%
Diversified
Industrial
—
2
.5
%
58,600
Chart
Industries
Inc.
,
Ser.
B
,
6.750
%
,
12/15/25
...............
3,330,824
Energy
and
Utilities
—
0
.9
%
30,000
NextEra
Energy
Inc.
,
6.926
%
,
09/01/25
...............
1,244,700
Health
Care
—
2
.0
%
56,500
BrightSpring
Health
Services
Inc.
,
6.750
%
,
02/01/27
...............
2,659,455
Specialty
Chemicals
—
1
.5
%
45,000
Albemarle
Corp.
,
7.250
%
,
03/01/27
...............
2,099,700
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
...................
9,334,679
COMMON
STOCKS
—
0.0
%
Health
Care
—
0.0
%
12,938
Invacare
Holdings
Corp.
†
(b)
.........
0
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
1
.9
%
$
2,560,000
U.S.
Treasury
Bill,
5.288
%
††
,
09/05/24
.............
2,535,560
TOTAL
INVESTMENTS
—
100
.0
%
.....
(Cost
$
142,218,714
)
.............
$
134,827,913
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(c)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yield
at
date
of
purchase.
Bancroft (AMEX:BCV-A)
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