Form 8.5 (EPT/RI)
13 Décembre 2010 - 1:00PM
UK Regulatory
TIDMBRE TIDMBSY TIDMBA59 TIDMRPT
RNS Number : 8379X
Bank of America Merrill Lynch
13 December 2010
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to |Brit Insurance Holdings NV |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Apollo |
| | which exempt | Management VII LP and |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | CVC Capital Partners |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 10/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 890 | GBP 10.38 | GBP 10.38 |
| | NL0009347863 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 248 | GBP 10.38 | GBP 10.37 |
| | NL0009347863 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 10 |GBP 10.38 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 9 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 10 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 229 |GBP 10.38 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | |
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
+---+-----------------------------------------------------------------------------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 13/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Doug Berwick |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 8859 |
+---+------------------------------------+--------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | British Sky Broadcasting |
| | whose | Group Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to British Sky |
| | which exempt | Broadcasting |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | Group Plc |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 10/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 93,884 | GBP 7.37 | GBP 7.35 |
| | GB0001411924 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 25,456 | GBP 7.38 | GBP 7.35 |
| | GB0001411924 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 50260 | GBP 7.35 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 10245 | GBP 7.37 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1090 | GBP 7.37 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 183 | GBP 7.37 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1700 | GBP 7.38 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1732 | GBP 7.35 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 10117 | GBP 7.36 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | |
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | (i) Writing, selling, purchasing or varying |
+---+----------------------------------------------------------------------------------------------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 13/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Doug Berwick |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 8859 |
+---+------------------------------------+--------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Capital Shopping Centres |
| | whose | Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Capital |
| | which exempt | Shopping Centres Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 10/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 14,257 | GBP 3.91 | GBP 3.88 |
| | GB0006834344 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 47,352 | GBP 3.91 | GBP 3.88 |
| | GB0006834344 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 3346 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 2290 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 100 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 100 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1481 | GBP 3.88 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 2290 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 3346 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 3774 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 4109 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+----------+
| | Common - | Swap | SHORT | 23731 |GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+----------+
| | | |
| | (c) Options transactions in respect of existing securities | |
+---+-------------------+---------------+--------------+---------------+----------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | (i) Writing, selling, purchasing or varying |
+---+----------------------------------------------------------------------------------------------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 13/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Doug Berwick |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 8859 |
+---+------------------------------------+--------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Regal Petroleum Plc |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with |Advisor to Regal Petroleum |
| | which exempt | Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 10/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 381,660 | GBP 0.24 | GBP 0.18 |
| | GB0031775819 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 393,660 | GBP 0.23 | GBP 0.20 |
| | GB0031775819 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 56367 | GBP 0.23 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 15000 | GBP 0.21 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 293 | GBP 0.23 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 12293 | GBP 0.23 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 15000 | GBP 0.20 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 56367 | GBP 0.23 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+------------------------------------------------------------------------------------------------------+
| | ( |
| | |
| | (c) Options transactions in respect of existing securities |
| | (i) Writing, selling, purchasing or varying |
| | Class Product Writing, Number Exercise Type Expiry Option |
| | of of |
| | relevant description purchasing, securities price date money |
| | security selling, to which per paid/ |
| | unit |
| | varying option received |
| | etc. |
| | relates per |
| | unit |
| | (ii) Exercising |
| | Class of Product description Number of Exercise price |
| | relevant securities per unit |
| | security |
| | (d) Other dealings (including subscribing for new securities) |
| | 3. OTHER INFORMATION |
| | (a) Indemnity and other dealing arrangements |
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
| | offer: |
| | NONE |
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
| | (i) the voting rights of any relevant securities under any option; or |
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
| | any derivative is referenced: |
| | NONE |
| | Date of disclosure: 13/12/2010 |
| | Contact name: Doug Berwick |
| | Telephone number: +44 20 7995 8859 |
| | |
+---+------------------------------------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | |
+---+-----------------------------------------------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFXLFFBLFEFBK
Atlas 2022-1 60 (LSE:BA59)
Graphique Historique de l'Action
De Jan 2025 à Fév 2025
Atlas 2022-1 60 (LSE:BA59)
Graphique Historique de l'Action
De Fév 2024 à Fév 2025