Barclays PLC Form 8.5 (EPT/NON-RI) Secure Income REIT plc (1973R)
04 Juillet 2022 - 11:26AM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 1973R
Barclays PLC
04 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
----------------------------------------------------
Name of offeror/offeree in relation to SECURE INCOME REIT
(b) whose PLC
-------------------------
relevant securities this form relates:
------- ---------------------------------------------------- ---------- ---- ---
Name of the party to the offer with which LXi REIT plc
(c) exempt
-------------------------
principal trader is connected
------- -------------------------------------------- ------ ---------- ---- ---
Date position held/dealing undertaken: 01 July 2022
(d)
------- ---------------------------------------------------- -------------------------
In addition to the company in 1(b) above, YES:
(e) is the exempt principal
trader making disclosures in respect of LXI REIT PLC
any other party to the offer?
------- ---------------------------------------------------- ---------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities
(a) of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 10p ordinary
-------------------- ---------------------
Interests Short Positions
-------------------- ---------------------
Number (%) Number (%)
--------------------------------------- ------------ ------ ---------- ---------
Relevant securities
(1) owned
and/or controlled: 1,442,630 0.45% 75,948 0.02%
Cash-settled derivatives:
(2)
47,689 0.01% 1,434,950 0.44%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,490,319 0.46% 1,510,898 0.47%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
------
which subscription right
exists
--------------------------------------- ------------ ---------------------------------
Details, including nature of the rights
------
concerned and relevant percentages:
----------------------------------------------------- ---------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------------ ------------------ -------------- -------------- --------------
Class of relevant Purchase/sale Total number Highest price Lowest price
of per unit per unit
security securities paid/received paid/received
10p ordinary Purchase 2,585 4.6712 GBP 4.6681 GBP
10p ordinary Sale 3,431 4.6865 GBP 4.67 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- --------------------------------------------- ----------- -----------
Class of Product Nature of dealing Number Price per
of
relevant description reference unit
security securities
------------- --------------- ---------------------- ----------- -----------
10p ordinary SWAP Increasing Short 168 4.7300 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 400 4.6600 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 919 4.6792 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 1,003 4.6860 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 1,758 4.6700 GBP
----------------- ------------------------ ----------- -----------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class Product description Exercising/ Number Exercise
of relevant exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------- ------------ -------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
------------------------------------------------
Date of disclosure: 4 Jul 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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