First Trust Announces Changes in Investment Strategies and Other Related Matters for First Trust Hedged BuyWrite Income ETF
06 Mai 2022 - 10:13PM
Business Wire
First Trust Advisors L.P. (“FTA”) announced today that First
Trust Hedged BuyWrite Income ETF (Nasdaq: FTLB) (the “Fund”), a
series of First Trust Exchange-Traded Fund VI (the “Trust”), will
change its investment strategy (“New Strategy”), name and other
related matters, effective May 11, 2022. Although the Fund will
continue to seek its current investment objective of current
income, on May 11, 2022, the Fund will adopt an amended investment
strategy that involves investing primarily in equity securities
listed on U.S. exchanges and utilizing an “option strategy”
consisting of writing (selling) U.S. exchange-traded call options
on the Nasdaq-100 Index. Pursuant to the New Strategy, under normal
market conditions, the Fund will invest at least 80% of its net
assets (plus any borrowings for investment purposes) in the
components of the Nasdaq Composite Index. The Fund will employ an
option strategy in which it will write U.S. exchange-traded call
options on the Nasdaq-100 Index in order to seek additional cash
flow in the form of premiums on the options and the Fund will seek
to distribute the majority of the option premiums collected. In
addition, under the New Strategy, the Fund will no longer purchase
exchange-traded put options to seek to provide downside protection
and to reduce the Fund’s price sensitivity to declining markets.
Currently, the Fund pursues its investment objective by investing
in equity securities listed on U.S. exchanges of all market
capitalizations and by utilizing an “option strategy” consisting of
buying U.S. exchange-traded put options on the Standard &
Poor’s 500 Index and writing (selling) U.S. exchange-traded covered
call options on the Standard & Poor’s 500 Index. Concurrent
with the New Strategy, the Fund’s name will change to “First Trust
Nasdaq BuyWrite Income ETF” and its ticker symbol will change to
“FTQI”. The Fund’s shares will continue to be listed for trading on
The Nasdaq Stock Market LLC. The Fund’s CUSIP is not expected to
change.
FTA is a federally registered investment advisor and serves as
the Fund’s investment advisor. FTA and its affiliate, First Trust
Portfolios L.P. (“FTP”), a FINRA registered broker-dealer, are
privately-held companies that provide a variety of investment
services. FTA has collective assets under management or supervision
of approximately $201 billion as of April 30, 2022 through unit
investment trusts, exchange-traded funds, closed-end funds, mutual
funds and SMAs. FTA is the supervisor of the First Trust unit
investment trusts, while FTP is the sponsor. FTP is also a
distributor of mutual fund shares and exchange-traded fund creation
units. FTA and FTP are based in Wheaton, Illinois.
This press release contains certain forward-looking statements
within the meaning of the Securities Act of 1933, as amended, and
the Securities Exchange Act of 1934, as amended. Forward-looking
statements include statements regarding the goals, beliefs, plans
or current expectations of FTA and its respective representatives,
taking into account the information currently available to them.
Forward-looking statements include all statements that do not
relate solely to current or historical fact. For example,
forward-looking statements include the use of words such as
“anticipate,” “estimate,” “intend,” “expect,” “believe,” “plan,”
“may,” “should,” “would,” “will” or other words that convey
uncertainty of future events or outcomes. Forward-looking
statements involve known and unknown risks, uncertainties and other
factors that may cause the actual results, performance or
achievements of a Fund to be materially different from any future
results, performance or achievements expressed or implied by the
forward-looking statements. When evaluating the information
included in this press release, you are cautioned not to place
undue reliance on these forward-looking statements, which reflect
the judgment of FTA and its respective representatives only as of
the date hereof. No obligation will be undertaken to publicly
revise or update these forward-looking statements to reflect events
and circumstances that arise after the date hereof.
The Fund’s daily closing price and net asset value per share as
well as other information can be found at www.ftportfolios.com.
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First Trust Advisors L.P. Press Inquiries: Ryan Issakainen,
630-765-8689 Broker Inquiries: Sales Team, 866-848-9727
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