Amended Statement of Beneficial Ownership (3/a)
27 Juin 2023 - 12:05AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sletten Joshua J |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/14/2023
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3. Issuer Name and Ticker or Trading Symbol
LAKELAND INDUSTRIES INC [LAKE]
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(Last)
(First)
(Middle)
1525 PERIMETER PARKWAY, SUITE 325 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP Corp Development & Strategy / |
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(Street)
HUNTSVILLE, AL 35806
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
6/23/2023
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $.01 per share | 16973 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Includes (i) 1,777 shares held directly by the Reporting Person; (ii) 537 time-based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock ("RSUs"), which will vest on January 31, 2024; (iii) 1,245 time-based RSUs, which will vest in installments of 622 RSUs on January 31, 2024 and 623 RSUs on January 31, 2025; (iv) 2,414 time-based RSUs, which will vest in installments of 804 RSUs on April 6, 2024, 805 RSUs on January 31, 2025 and 805 RSUs on January 31, 2026; (v) 10,000 time-based RSUs, which will vest on April 6, 2026; and (vi) 1,000 time-based RSUs, which will vest on August 15, 2023. The vesting of all time-based RSUs is contingent on the Reporting Person's continuous service through the applicable vesting date. |
Remarks:
The Reporting Person's orginal Form 3 omitted 1,000 time-based RSUs, which are scheduled to vest on August 15, 2023, from his holdings reflected in Table I. The total reported in Table I of this amendment reflects such additional RSUs. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Sletten Joshua J
1525 PERIMETER PARKWAY
SUITE 325
HUNTSVILLE, AL 35806 |
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| VP Corp Development & Strategy |
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Signatures
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| /s/ Roger D. Shannon, Attorney-in-Fact | | 6/26/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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