Amended Statement of Beneficial Ownership (sc 13d/a)
01 Décembre 2022 - 2:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO
FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)
Snow Lake Resources Ltd.
(Name of Issuer)
Common Shares, no par value per share
(Title of Class of Securities)
83336J208
(CUSIP Number)
Christopher Gerteisen
Suite 602, 566 St Kilda Road
Melbourne Victoria 3004 Australia
+61 3 9537 1238
with copy to:
Andrew Reilly
Rimon Law
Level 10, 20 Martin Place
Sydney, NSW 2000 Australia
andrew.reilly@rimonlaw.com
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 29, 2022
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or
13d-1(g), check the following box: ☐
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of
the Exchange Act.
CUSIP No. 83336J208
(1) |
Names of reporting persons:
Nova Minerals Limited |
(2) |
Check the appropriate box if a member of a group
(a) ☒
(b) ☐ |
(3) |
SEC use only
|
(4) |
Source of funds
OO |
(5) |
Check if disclosure of legal proceedings is required
pursuant to Items 2(d) or 2(e)
☐ |
(6) |
Citizenship or place of organization
Australia |
Number of
shares
beneficially
owned by
each
reporting
person with |
(7) |
Sole voting power
0 |
(8) |
Shared voting power
6,600,000 |
(9) |
Sole dispositive power
0 |
(10) |
Shared dispositive power
6,600,000 |
(11) |
Aggregate amount beneficially owned by each reporting
person
6,600,000 |
(12) |
Check if the aggregate amount in row (11) excludes
certain shares
☐ |
(13) |
Percent of class represented by amount in row
(11)
36.8% |
(14) |
Type of reporting person
OO |
This Amendment No. 1 amends and supplements the
initial Schedule 13D filed by the Reporting Person with the SEC on October 25, 2022 (as amended hereby, the “Schedule 13D”).
Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in such initial Schedule 13D.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby amended and
supplemented as follows:
On November 23, 2022, the Issuer distributed a
meeting circular and certain other related materials to its shareholders of record as of October 27, 2022 in connection with its 2022
Annual and Special Meeting of Shareholders to be held on December 15, 2022 (the “Shareholders Meeting”).
On November 29, 2022, the Requisitioning Shareholders
and the Reporting Person (together, the “Concerned Shareholders”) distributed a proxy circular and certain other related materials
to the Issuer’s shareholders of record as of October 27, 2022 in connection with the Shareholders Meeting, proposing, among other
things, the election of an alternative slate of directors. A copy of such proxy circular is filed herewith as Exhibit 99.3 and incorporated
herein by reference.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Schedule 13D is hereby amended and
supplemented by the addition of the following:
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
Nova Minerals Limited |
|
|
|
November 30, 2022 |
By: |
/s/ Christopher Gerteisen |
|
Name: |
Christopher Gerteisen |
|
Title: |
Chief Executive Officer |
November 30, 2022 |
By: |
/s/ Craig Bentley |
|
Name: |
Craig Bentley |
|
Title: |
Director of Finance and Compliance |
Attention: Intentional misstatements or omissions
of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
4
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