Securities Registration (section 12(b)) (8-a12b)
13 Décembre 2022 - 02:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF
SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE
SECURITIES EXCHANGE ACT OF 1934
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ATHENE HOLDING LTD. |
(Exact name of
registrant as specified in its charter) |
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Bermuda |
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98-0630022 |
(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer Identification
No.) |
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Second Floor, Washington House
16 Church Street
Hamilton, HM11, Bermuda
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(Address of principal executive
offices) |
Securities to be registered pursuant to
Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Depositary Shares, Each
Representing a 1/1,000th Interest in a 7.750% Fixed-Rate Reset
Perpetual Non-Cumulative
Preference Share, Series E, par value $1.00 per share |
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New York Stock Exchange |
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective
pursuant to General Instruction A.(c), check the following
box. ☒
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective
pursuant to General Instruction A.(d), check the following
box. ☐
Securities Act registration statement file number to which this
form relates: 333-261531
Securities to be registered pursuant to Section 12(g) of the
Act: None
(Title of class)
Item 1. |
Description of Registrant’s Securities to be
Registered.
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The securities to be registered hereby are the Depositary Shares
(the “Depositary Shares”), each of which represents a 1/1,000th
interest in a share of the 7.750% Fixed-Rate Reset Perpetual
Non-Cumulative Preference
Shares, Series E, par value $1.00 and $25,000 liquidation
preference per share (equivalent to $25.00 per depositary share)
(the “Preference Shares”), of Athene Holding Ltd. (the
“Registrant”). For a description of the Depositary Shares to be
registered hereunder and the underlying Preference Shares of the
Registrant, reference is made to the information set forth under
the headings “Description of Securities” and “Description of
Depositary Shares” in the Registrant’s Prospectus, dated
December 8, 2021, which constitutes a part of the Registrant’s
Registration Statement on Form S-3 (File No. 333-261531),
filed under the Securities Act of 1933, as amended and under the
headings “Description of the Series E Preference Shares” and
“Description of the Depositary Shares” in the Registrant’s
Prospectus Supplement, dated December 5, 2022, which
information is hereby incorporated herein by reference.
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Exhibit
No.
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Description
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3.1 |
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Memorandum of Association of Athene Holding Ltd.
(Incorporated by reference to the filing of such exhibit with the
Registrant’s Registration Statement on Form S-1 filed with the Securities and
Exchange Commission (the “SEC”) on May 9, 2016 (File
No. 333-211243). |
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3.2 |
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Fourteenth Amended and Restated Bye-laws of Athene Holding Ltd.
(Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd.
(File No. 001-37963),
as filed with the SEC on January 3, 2022). |
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3.3 |
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Certificate of Designations of 7.750% Fixed-Rate
Reset Perpetual Non-Cumulative Preference Shares,
Series E (Incorporated by reference to the Current Report on
Form 8-K of Athene
Holding Ltd. (File No. 001-37963), as filed with the
SEC on December 12, 2022). |
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4.1 |
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Form of Share Certificate evidencing 7.750%
Fixed-Rate Reset Perpetual Non-Cumulative Preference Shares,
Series E (Incorporated by reference to the Current Report on
Form 8-K of Athene
Holding Ltd. (File No. 001-37963), as filed with the
SEC on December 12, 2022). |
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4.2 |
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Depositary Agreement, dated December 12,
2022, between the Company and Computershare Inc. and Computershare
Trust Company, N.A., collectively, and the holders from time to
time of the Depositary Receipts (Incorporated by reference to the
Current Report on Form 8-K of Athene Holding Ltd.
(File No. 001-37963),
as filed with the SEC on December 12, 2022). |
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4.3 |
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Form of Depositary Receipt (Incorporated by
reference to the Current Report on Form 8-K of Athene Holding Ltd.
(File No. 001-37963),
as filed with the SEC on December 12, 2022). |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused
this registration statement to be signed on its behalf by the
undersigned, thereunto duly authorized.
Dated: December 13, 2022
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Athene Holding Ltd. |
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By: |
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/s/ Martin P. Klein
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Martin P. Klein |
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Executive Vice President and Chief Financial
Officer |
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