Integration enables advisors to provide professional management for clients' held-away retirement assets

Future Capital, a tech-enabled registered investment advisor (RIA) specializing in personalized retirement solutions, and Axos Clearing, a subsidiary of Axos Financial Inc. (NYSE: AX), announced today an integration that will give financial advisors the ability to manage their clients’ workplace retirement accounts.

This partnership integrates Future Capital's Core and Construct platforms into the Axos Professional Workstation, a key component of Axos Complete, allowing firms to seamlessly incorporate held-away retirement assets into their strategies. Axos Complete is a fully integrated ecosystem designed to simplify operations, ignite innovation, and empower firms to stay ahead. It combines advanced technology, premier financial solutions, and the full-service expertise of Axos Clearing.

Using Core, advisors can introduce their wealth clients to Future Capital’s discretionary management service for held-away retirement assets. Alternatively, they can use Construct to exercise full discretionary authority over these retirement accounts, along with the flexibility to build customized portfolios and set their own fee arrangements. This expanded capability enables financial advisors with the potential to increase their assets under administration while providing more comprehensive wealth management services to their clients.

"For financial advisors, managing held-away retirement assets has long been a critical gap in their service offering - one that directly impacts their ability to deliver comprehensive wealth management," said Mike Row, Chief Revenue Officer of Future Capital. "Our integration with Axos Complete will address this challenge head-on, giving advisors the power to actively manage their clients' retirement assets alongside their other investments. This enables advisors to provide truly holistic financial guidance while expanding their practices through new revenue streams."

David Crow, EVP, Head of Axos Clearing, said, “Integrating Future Capital’s platform into the Axos Complete ecosystem enhances the value we deliver to wealth management firms by expanding their ability to manage retirement assets alongside broader financial strategies. This partnership strengthens Axos Clearing’s role as a trusted partner, equipping advisors with innovative tools, seamless integrations, and comprehensive support to better serve their clients.”

The integration enables Axos Clearing client firms to:

  • Manage clients held-away 401(k) assets (Construct)
  • Build custom allocations with complete portfolio customization (Construct)
  • Determine their own fee structure (Construct)
  • Introduce these accounts to Future Capital for management (Core)
  • Identify rollover opportunities
  • Access comprehensive household financial data

For more information about Future Capital’s Core, Construct, or other services, go to https://www.futurecapital.com/for-advisors/held-away-401-k-asset-management.

About Axos Clearing

Axos Financial, Inc., with approximately $23.7 billion in consolidated assets as of December 31, 2024, is the holding company for Axos Bank, Axos Clearing LLC and Axos Invest, Inc. Axos Bank provides consumer and business banking products nationwide through its low-cost distribution channels and affinity partners. Axos Clearing LLC (including its business division Axos Advisor Services), with approximately $37.7 billion of assets under custody and/or administration as of December 31, 2024, and Axos Invest, Inc., provide comprehensive securities clearing services to introducing broker-dealers and registered investment advisor correspondents, and digital investment advisory services to retail investors, respectively. Axos Financial, Inc.’s common stock is listed on the NYSE under the symbol “AX,” and is a component of the Russell 2000® Index, the S&P SmallCap 600® Index, the KBW Nasdaq Financial Technology Index, and the Travillian Tech-Forward Bank Index. For more information regarding Axos Clearing, please visit https://www.axosclearing.com.*

* Bank products and services are offered by Axos Bank®. All deposit accounts through Axos Bank brands are FDIC insured through Axos Bank. All deposit accounts of the same ownership and/or vesting held at Axos Bank are combined and insured under the same FDIC Certificate 35546. All deposit accounts through Axos Bank brands are not separately insured by the FDIC from other deposit accounts held with the same ownership and/or vesting at Axos Bank. For more information read Axos Bank’s FDIC Notice https://www.axosbank.com/Legal/FDIC-Notice.

About Future Capital

Future Capital brings two decades of retirement technology experience to the wealth management industry. The company develops digital solutions and managed account services to transform advisor and individual retirement planning approaches. Through its retirement solutions, Future Capital helps financial professionals deliver personalized guidance while empowering participants to make informed decisions. The company serves financial institutions including broker-dealers, RIAs, recordkeepers, advisors, plan sponsors, and participants.

Media Contacts Anthony Sims VP of Marketing 423.999.2712 asims@futurecapital.com Abbie Sheridan Public Relations 516.286.7056 axosclearing@greenrosepr.com Johnny Lai Investor Relations 858-649-2218 jlai@axosfinancial.com

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