Current Report Filing (8-k)
13 Juillet 2020 - 10:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
______________________________
FORM 8-K
______________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): July 13, 2020
EAGLE GROwth
and income opportunities fund
(Exact Name of Registrant as Specified in its Charter)
Delaware
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811-22839
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46-6748492
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(State or other jurisdiction of
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(Commission File Number)
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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227 West Monroe Street, Suite 3200
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Chicago, Illinois
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60606
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's telephone number, including
area code: (312) 702-8199
______________________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
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Title of Each Class
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Trading symbol(s)
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Name of Each Exchange on
Which Registered
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Common Shares of Beneficial Interest, $0.001 par value per share
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EGIF
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New York Stock Exchange
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
Press Releases
On July 13, 2020,
Eagle Growth and Income Opportunities Fund (the "Fund") issued a press release announcing additional details of the Fund's
liquidation, as previously announced on May 27, 2020.
The full text of
the Fund's press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EAGLE GROWTH AND INCOME OPPORTUNITIES FUND
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Date: July 13, 2020
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By: /s/ Jennifer Wilson
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Name: Jennifer Wilson
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Title: Secretary
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