Current Report Filing (8-k)
02 Mai 2022 - 10:03PM
Edgar (US Regulatory)
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2022-05-01
2022-05-01
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 1, 2022
ADVAXIS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-36138 |
|
02-0563870 |
(State
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
9
Deer Park Drive, Suite K-1
Monmouth
Junction, NJ |
|
08852 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (609) 452-9813
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
stock, par value $0.001 per share |
|
ADXS |
|
OTCQX®
Best Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 |
Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On
May 1, 2022, the Board of Directors of Advaxis, Inc. (the “Company”) elected Igor Gitelman, the Company’s VP of Finance
and Chief Accounting Officer, to serve on an interim basis as the Company’s Chief Financial Officer in accordance with the Second
Amended and Restated By-Laws of the Company, until his successor is chosen and qualified, or until his earlier resignation or removal.
In this role, Mr. Gitelman will be the Company’s Principal Financial Officer. Kenneth A. Berlin, who had formerly served as interim
Chief Financial Officer, remains the Company’s President and Chief Executive Officer.
Mr.
Gitelman, age 46, has served as the Company’s VP of Finance since November 2020 and Chief Accounting Officer since February 2021.
Before joining the Company, Mr. Gitelman served as CFO Executive Financial Consultant for Accu Reference Medical Labs, a clinical diagnostic
laboratory. Before that, from February 2017 through November 2018, Mr. Gitelman served as a chief accounting officer of Cancer Genetics,
Inc., a drug discovery, preclinical oncology, and immuno-oncology services company. Prior to that, Mr. Gitelman served as an Assistant
to Vice President (AVP) of Finance and Tax at clinical diagnostic laboratory, BioReference Laboratories, Inc., from October 2005 to October
2016. During this time at BioReference Laboratories, Inc., Mr. Gitelman held various positions of increasing responsibility managing
the company’s internal audit function, SEC financial reporting, tax and corporate finance functions.
There
is no arrangement or understanding between Mr. Gitelman and any other persons pursuant to which Mr. Gitelman was appointed as interim
Chief Financial Officer. There are no family relationships between Mr. Gitelman and any director or executive officer of the Company,
and he has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation
S-K, nor are any such transactions currently proposed.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
May
2, 2022 |
ADVAXIS,
INC. |
|
|
|
|
By: |
/s/
Kenneth A. Berlin |
|
Name: |
Kenneth
A. Berlin |
|
Title: |
President
and Chief Executive Officer |
Ayala Pharmaceuticals (CE) (USOTC:ADXS)
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