Amended Statement of Ownership: Solicitation (sc 14d9/a)
24 Octobre 2016 - 10:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14D-9
(RULE 14d-101)
SOLICITATION/RECOMMENDATION STATEMENT
UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 6)
AIXTRON SE
(Name of Subject Company)
AIXTRON SE
(Name of Person(s) Filing Statement)
Ordinary Shares, no-par value registered share
American Depositary Shares, each representing one Ordinary Share
(Title of Class of Securities)
D0257Y135 (Ordinary Shares)
009606104 (American Depositary Shares)
(CUSIP Number of Class of Securities)
Martin Goetzeler
AIXTRON SE
Dornkaulstr. 2
52134 Herzogenrath,
Federal Republic of Germany
+49 2407 9030-113
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications
on Behalf of the Person(s) Filing Statement)
With copies to:
Markus Hauptmann
Tobias A. Heinrich
White & Case LLP
Bockenheimer Landstraße 20
60323 Frankfurt am Main
Federal Republic of Germany
+49 69 29994 0
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Chang-Do Gong
White & Case LLP
1155 Avenue of the Americas
New York, NY 10036-2787
+1 212 819 8200
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o
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
This Amendment No. 6 (the Amendment) to Schedule 14D-9 amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 (as amended and supplemented from time to time, the Schedule 14D-9) originally filed by AIXTRON SE (AIXTRON), with the Securities and Exchange Commission on August 11, 2016, relating to the voluntary takeover offer (the Takeover Offer) by Grand Chip Investment GmbH, a limited liability company organized under the laws of Germany and registered with the commercial register of the local court of Frankfurt am Main under HRB 104996 (the Bidder), to purchase all no-par value registered shares (the AIXTRON Shares) in AIXTRON, including the AIXTRON Shares represented by American Depositary Shares, pursuant to a Business Combination Agreement, dated as of May 23, 2016, among AIXTRON, AIXTRON China Ltd., the Bidder, Fujian Grand Chip Investment Fund LP, the Bidders indirect parent company (FGC), and Mr. Zhendong Liu, FGCs Managing Partner.
Except as set forth below, the information set forth in the Schedule 14D-9 remains unchanged and is incorporated herein by reference as relevant to the items in this Amendment.
Items 1-8.
On October 24, 2016, AIXTRON announced
that the German Federal Ministry of Economics and Energy has withdrawn the clearance certificate it issued to FGC on September 8, 2016 and announced a reopening of review proceedings in connection with the Takeover Offer.
A copy of the ad hoc announcement is filed as Exhibit (a)(32) hereto and is incorporated herein by reference.
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Item 9.
Exhibits
The exhibit list in Item 9 of the Schedule 14D-9 is hereby amended and supplemented by adding Exhibit (a)(32) as set forth below:
Exhibit
No.
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Description
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(a)(32)
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Ad Hoc Announcement issued by AIXTRON SE on 24 October 2016 (incorporated by reference to Exhibit 99.1 to the Form 6-K filed by AIXTRON SE with the U.S. Securities and Exchange Commission on 24 October 2016).
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SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
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AIXTRON SE
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By:
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/s/ MARTIN GOETZELER
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Name: Martin Goetzeler
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Title: President and CEO
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By:
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/s/ DR. BERND SCHULTE
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Name: Dr. Bernd Schulte
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Title: Executive Vice President and COO
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Dated: 24 October 2016
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