Amended Statement of Changes in Beneficial Ownership (4/a)
05 Février 2018 - 10:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BARRETT WILLIAM J
|
2. Issuer Name
and
Ticker or Trading Symbol
DAWSON GEOPHYSICAL CO
[
DWSN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
P O BOX 6199
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/30/2017
|
(Street)
FAIR HAVEN, NJ 07704
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/1/2017
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Dawson Geophysical Company-Common Stock $0.01 par value
|
5/30/2017
|
|
P
|
|
10000
|
A
|
$3.90
|
677820
(1)
|
D
|
|
Dawson Geophysical Company-Common Stock $0.01 par value
|
|
|
|
|
|
|
|
64250
(2)
|
I
|
By spouse
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
This Form 4/A amends the Form 4 filed by the Reporting Person on June 1, 2017. The amount of securities acquired by Reporting Person inadvertently omitted 5,000 shares of common stock acquired by Reporting Person for $3.90.
|
(2)
|
Reporting Person disclaims beneficial ownership of common stock owned by spouse. Spouse acquired 5,000 shares of common stock of Dawson Geophysical Company on May 31, 2017 bringing her total to 64,249. This Form 4/A amends the Form 4 filed by Reporting Person on June 1, 2017 to reflect the receipt by Spouse of one additional share of common stock due to rounding error, adjusting her total to 64,250.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
BARRETT WILLIAM J
P O BOX 6199
FAIR HAVEN, NJ 07704
|
X
|
|
|
|
Signatures
|
William J. Barrett
|
|
2/5/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Dawson Geophysical (NASDAQ:DWSN)
Graphique Historique de l'Action
De Août 2024 à Sept 2024
Dawson Geophysical (NASDAQ:DWSN)
Graphique Historique de l'Action
De Sept 2023 à Sept 2024