Report of Foreign Issuer (6-k)
28 Mai 2020 - 10:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of May 22, 2020
Commission File No.: 333-204074
WINS FINANCE HOLDINGS INC.
1F, Building 1B
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic
of China
(Address of Principal Executive Offices.)
1F, Building 7
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic
of China
(Former Address of Principal Executive
Offices)
1177 Avenue of the Americas
5th Floor
New York, NY 10036
212 488 4974
(New York Office)
Indicate by check mark whether the registrant files or will
file annual reports under cover Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____
Notice of Delisting or Failure to Satisfy
a Continued Listing Rule or Standard; Transfer of Listing.
On May 22, 2020, Wins Finance Holdings
Inc. (the "Company") received a delisting determination letter
(the "Determination Letter") from the staff of the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq").
The Determination Letter notified the Company that since it had not filed its Annual Report on Form 20-F for the fiscal year ended
June 30, 2019 (the "2019 20-F") by May 13, 2020, the deadline by which the Company was to file the 2019 20-F in order
to regain compliance with Listing Rule 5250(c)(1), the Company's common stock is subject to delisting from The Nasdaq Capital Market.
The Company intends to timely request a hearing before the Nasdaq Hearings Panel (the "Panel") under Listing Rule 5815(a)
to present its plan to regain compliance with Listing Rule 5250(c)(1).
Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 25, 2020, (i) Haoying Yang resigned
from his position as a member of the Board of Directors of the Company, and (ii) Zhide Zhou resigned from his position as Chief
Operating Officer of the Company.
Also on May 25, 2020, the Company’s
Board of Directors appointed Renhui Mu, the Company’s Chief Executive Officer and a member of the Board of Directors, as
Chairman of the Board of Directors of the Company.
Financial Statements and Exhibits.
Exhibit No.
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Description
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99.1
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Press release dated May 26, 2020
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Dated: May 28, 2020
WINS FINANCE HOLDINGS INC.
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By:
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/s/ Renhui Mu
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Name:
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Renhui Mu
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Title:
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Chief Executive Officer
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