Amended Statement of Ownership (sc 13g/a)
13 Février 2023 - 8:10PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 6)*
Plains
All American Pipeline, L.P.
(Name
of Issuer)
Common
Units
(Title
of Class of Securities)
726503105
(CUSIP
Number)
December
31, 2022
(Date
of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] |
Rule 13d-1(b) |
[ ] |
Rule 13d-1(c) |
[ ] |
Rule 13d-1(d) |
*The remainder
of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
ALPS Advisors, Inc. (Tax ID: 84-1583423) |
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
|
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(b) X |
|
3. |
SEC Use Only |
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4. |
Citizenship or Place of Organization
Colorado |
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. |
Sole Voting Power
0 |
6. |
Shared Voting Power
55,340,191**see Note 1** |
7. |
Sole Dispositive Power
0 |
8. |
Shared Dispositive Power
55,340,191**see Note 1** |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
55,340,191**see Note 1** |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
N/A |
11. |
Percent of Class Represented by Amount in Row (9)
7.93% |
12. |
Type of Reporting Person (See Instructions)
IA |
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Alerian MLP ETF (Tax ID: 27-3041076) |
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|
|
(a) |
|
|
(b) X |
|
3. |
SEC Use Only |
|
4. |
Citizenship or Place of Organization
Delaware |
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With |
5. |
Sole Voting Power
0 |
6. |
Shared Voting Power
55,337,101**see Note 1** |
7. |
Sole Dispositive Power
0 |
8. |
Shared Dispositive Power
55,337,101**see Note 1** |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
55,337,101**see Note 1** |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
N/A |
11. |
Percent of Class Represented by Amount in Row (9)
7.92% |
12. |
Type of Reporting Person (See Instructions)
IV |
Item
1.
|
(a) |
Name
of Issuer
Plains
All American Pipeline, L.P. |
|
|
|
|
(b) |
Address
of Issuer's Principal Executive Offices
333
Clay Street, Suite 1600
Houston,
TX 77002
|
Item
2.
|
(a) |
Name
of Person Filing
(1) ALPS
Advisors, Inc.
(2) Alerian
MLP ETF |
|
|
|
|
(b) |
Address
of Principal Business Office or, if none, Residence
(1) 1290
Broadway, Suite 1000, Denver, CO 80203
(2) 1290
Broadway, Suite 1000, Denver, CO 80203 |
|
|
|
|
(c) |
Citizenship
(1) Colorado
(2) Delaware |
|
|
|
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(d) |
Title
of Class of Securities
Common
Units |
|
|
|
|
(e) |
CUSIP
Number
726503105 |
Item 3. |
If this statement
is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
|
|
|
(a) |
[ ] |
Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o); |
|
|
|
|
|
(b) |
[ ] |
Bank as defined in section 3(a)(6)
of the Act (15 U.S.C. 78c); |
|
|
|
|
|
(c) |
[ ] |
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C. 78c); |
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|
|
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(d) |
[X] |
Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) - Alerian MLP ETF; |
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|
|
|
|
(e) |
[X] |
An investment adviser in accordance
with §240.13d-1(b)(1)(ii)(E) – ALPS Advisors, Inc.; |
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|
|
|
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(f) |
[ ] |
An employee benefit plan or endowment
fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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|
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(g) |
[ ] |
A parent holding company or control
person in accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
[ ] |
A savings associations as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
[ ] |
A church plan that is excluded
from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
[ ] |
A non-U.S. institution in accordance
with § 240.13d-1(b)(1)(ii)(J); |
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(k) |
[ ] |
Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
ALPS
Advisors, Inc.
|
(a) |
Amount
beneficially owned:
55,340,191**see
Note 1** |
|
|
|
|
(b) |
Percent
of class:
7.93% |
|
|
|
|
(c) |
Number of shares as
to which the person has: |
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote:
0 |
|
|
(ii) |
Shared
power to vote or to direct the vote:
55,340,191**see
Note 1** |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of:
0 |
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of:
55,340,191**see
Note 1**
Alerian
MLP ETF |
|
|
|
|
|
(a) |
Amount
beneficially owned:
55,337,101**see
Note 1** |
|
|
|
|
(b) |
Percent
of class:
7.92% |
|
|
|
|
(c) |
Number of shares as
to which the person has: |
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote:
0 |
|
|
|
|
|
|
(ii) |
Shared
power to vote or to direct the vote:
55,337,101**see
Note 1** |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of:
0 |
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of:
55,337,101**see
Note 1** |
**
Note 1 ** ALPS Advisors, Inc. (“AAI’), an investment adviser registered under Section 203 of the Investment Advisors Act
of 1940, furnishes investment advice to investment companies registered under the Investment Company Act of 1940 (collectively referred
to as the "Funds"). In its role as investment advisor, AAI has voting and/or investment power over the securities of the Issuer
that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the Funds. However, all
securities reported in this schedule are owned by the Funds. AAI disclaims beneficial ownership of such securities. In addition, the
filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial
owner of any securities covered by this Schedule 13G for any other purposes than Section 13(d) of the Securities Exchange Act of 1934.
Alerian
MLP ETF is an investment company registered under the Investment Company Act of 1940 and is one of the Funds to which AAI provides investment
advice.
Item 5. |
Ownership of Five
Percent or Less of a Class |
This
statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of
more than five percent of the class of securities.
Item 6. |
Ownership of More
than Five Percent on Behalf of Another Person. |
The
Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds from
the sale of the securities held in their respective accounts. AAI disclaims beneficial ownership of all such securities. The interest
of one person, Alerian MLP ETF, an investment company registered under the Investment Company Act of 1940, in Plains All American Pipeline,
L.P. Common Unit amounted to 55,337,101 shares or 7.92% of the total outstanding Common Units.
Item 7. |
Identification and
Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
N/A
Item 8. |
Identification and
Classification of Members of the Group |
N/A
Item 9. |
Notice of Dissolution
of Group |
N/A
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
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ALPS ADVISORS, INC. |
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January 31, 2023 |
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Date |
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/s/ Matthew Sutula |
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Signature |
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Chief Compliance Officer |
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Title |
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|
ALERIAN MLP ETF |
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|
|
January 31, 2023 |
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Date |
|
|
|
/s/ Matthew Sutula |
|
Signature |
|
|
|
Chief Compliance Officer |
|
Title |
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