Initial Statement of Beneficial Ownership (3)
21 Juin 2021 - 3:01PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kappers Matthew Joseph |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2021
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3. Issuer Name and Ticker or Trading Symbol
CORETEC GROUP INC. [CRTG]
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(Last)
(First)
(Middle)
C/O THE CORETEC GROUP INC., 333 JACKSON PLAZA, SUITE 1200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Executive Officer / |
(Street)
ANN ARBOR,, MI 48103
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1205117 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (right to buy) | (1) | (1) | Common Stock | 1000000 | (1) | D | |
Option (right to buy) | (2) | (2) | Common Stock | 1000000 | (2) | D | |
Explanation of Responses: |
(1) | On August 7, 2019, The Coretec Group, Inc. (the "Company") issued Mr. Kappers an option to purchase 1,000,000 shares of the Company's common stock, par value $0.0002 per share (the "Common Stock") at an exercise price of $0.041 per share. The option became fully vested on the date of grant and has an expiration date of August 7, 2024. |
(2) | On April 7, 2021, the Company issued Mr. Kappers an option to purchase 1,000,000 shares of Common Stock at an exercise price of $0.15 per share. The option became fully vested on the date of grant and has an expiration date of April 7, 2026. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kappers Matthew Joseph C/O THE CORETEC GROUP INC. 333 JACKSON PLAZA, SUITE 1200 ANN ARBOR,, MI 48103 | X |
| Chief Executive Officer |
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Signatures
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/s/ Matthew J. Kappers | | 6/21/2021 |
**Signature of Reporting Person | Date |
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