Initial Statement of Beneficial Ownership (3)
09 Février 2021 - 9:47PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nicholls Steven Mark |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/1/2021
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3. Issuer Name and Ticker or Trading Symbol
SHARING SERVICES GLOBAL Corp [SHRG]
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(Last)
(First)
(Middle)
1700 COIT ROAD, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
PLANO, TX 75075
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Warrant (right to purchase stock) | 5/2/2021 | (1) | Common Stock, par value per share $0.0001 | 1000000 | (2) | D | |
Stock Warrant (right to purchase stock) | 2/1/2022 | (1) | Common Stock, par value per share $0.0001 | 1000000 | (2) | D | |
Stock Warrant (right to purchase stock) | 2/1/2023 | (1) | Common Stock, par value per share $0.0001 | 1000000 | (2) | D | |
Explanation of Responses: |
(1) | The stock warrants do not have an expiration date. |
(2) | The stock warrant awards are exercisable, with respect to the award exercisable on May 2, 2021, at a price per share equal to the average daily stock price of the underlying security for the 10 trading days ending February 12, 2021 and, with respect to the awards exercisable on February 1, 2022 and 2023, at a price per share equal to the average daily stock price of the underlying security for the 10 trading days ending on February 1, 2022 and 2023, respectively. |
Remarks: As previously disclosed, Mr. Nicholls was appointed as Chief Financial Officer of the Issuer effective 2/1/2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Nicholls Steven Mark 1700 COIT ROAD, SUITE 100 PLANO, TX 75075 |
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| Chief Financial Officer |
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Signatures
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/s/ Steven Mark Nicholls | | 2/9/2021 |
**Signature of Reporting Person | Date |
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