Statement of Changes in Beneficial Ownership (4)
08 Octobre 2021 - 10:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DSS, INC. |
2. Issuer Name and Ticker or Trading Symbol
SHARING SERVICES GLOBAL Corp
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SHRG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
6 FRAMARK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/7/2021 |
(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/7/2021 | | P(1) | | 15000 | A | $0.096 (2) | 91542878 | I (4) | By Decentralized Sharing Systems, Inc. |
Common Stock | 10/8/2021 | | P(1) | | 45000 | A | $0.092 (3) | 91587878 | I (4) | By Decentralized Sharing Systems, Inc. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. |
(2) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.010 to $0.0855, inclusive.
The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or the staff of
the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth
above. |
(3) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.0949 to $0.08825,
inclusive. The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or
the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the
range set forth above. |
(4) | Through the Reporting Person's wholly-owned subsidiary, Decentralized Sharing Systems, Inc., a Nevada corporation ("Decentralized Sharing"). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DSS, INC. 6 FRAMARK DRIVE VICTOR, NY 14564 |
| X |
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Signatures
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/s/ Jason Grady, Chief Operating Officer | | 10/8/2021 |
**Signature of Reporting Person | Date |
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