Amended Statement of Changes in Beneficial Ownership (4/a)
11 Août 2021 - 2:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Shunk Laura F |
2. Issuer Name and Ticker or Trading Symbol
SCI Engineered Materials, Inc.
[
SCIA.OB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
8300 MULBERRY ROAD, P.O. BOX 490 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/8/2018 |
(Street)
CHESTERLAND, OH 44026
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/8/2018 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common stock, without par value | 5/8/2018 | | A | | 3000 | A | $1.05 | 496837 (1) | D | |
Common stock, without par value | 8/7/2018 | | A | | 3000 | A | $2.2525 | 499837 (1) | D | |
Common stock, without par value | 9/14/2018 | | S | | 7138 | D | $3.00 | 492699 (1) | D | |
Common stock, without par value | 11/7/2018 | | A | | 3000 | A | $3.20 | 495699 (1) | D | |
Common stock, without par value | 2/7/2019 | | A | | 1770 | A | $3.39 | 497469 (1) | D | |
Common stock, without par value | 2/11/2019 | | P | | 1350 | A | $3.78 | 498819 (1) | D | |
Common stock, without par value | 3/20/2019 | | P | | 0 (2) | A | $0 | 498819 (1)(2) | D | |
Common stock, without par value | 5/7/2019 | | A | | 1846 | A | $3.25 | 500665 (1)(2) | D | |
Common stock, without par value | 8/6/2019 | | A | | 3529 | A | $1.70 | 504194 (1)(2) | D | |
Common stock, without par value | 11/7/2019 | | A | | 5555 | A | $1.08 | 509749 (1)(2) | D | |
Common stock, without par value | 2/7/2020 | | A | | 5217 | A | $1.15 | 541966 (1)(2) | D | |
Common stock, without par value | 2/28/2020 | | A | | 50 | A | $1.25 | 515016 (1)(2) | D | |
Common stock, without par value | 5/7/2020 | | A | | 5000 | A | $1.20 | 520016 (1)(2) | D | |
Common stock, without par value | 8/7/2020 | | A | | 4878 | A | $1.23 | 524894 (1)(2) | D | |
Common stock, without par value | 11/9/2020 | | A | | 4195 | A | $1.43 | 529089 (1)(2) | D | |
Common stock, without par value | 2/9/2021 | | A | | 545 | A | $2.75 | 529634 (1)(2) | D | |
Common stock, without par value | 5/7/2021 | | A | | 508 | A | $2.95 | 530142 (1)(2) | D | |
Common stock, without par value | 8/9/2021 | | A | | 468 | A | $3.20 | 530610 (1)(2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The original Form 4, filed on May 8, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Amount of Securities Beneficially Owned Following Reported Transaction as 499,837; however, the correct balance was 496,837. |
(2) | The original Form 4 filed March 20, 2019 is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a purchase of 3,000 shares when in fact this is a duplicate of a previous purchase. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an decrease in the number of shares reported as beneficially owned by the reporting person by 3,000 shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shunk Laura F 8300 MULBERRY ROAD P.O. BOX 490 CHESTERLAND, OH 44026 | X | X |
|
|
Signatures
|
/s/ Gerald S. Blaskie, VP-CFO | | 8/11/2021 |
**Signature of Reporting Person | Date |
SCI Engineered Materials (QB) (USOTC:SCIA)
Graphique Historique de l'Action
De Jan 2025 à Fév 2025
SCI Engineered Materials (QB) (USOTC:SCIA)
Graphique Historique de l'Action
De Fév 2024 à Fév 2025
Real-Time news about SCI Engineered Materials Inc (QB) (OTCMarkets): 0 recent articles
Plus d'articles sur Sci Engineered Materials, Inc.