UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of Earliest event reported): January 4, 2013

 

 

LOGO

EPOCH HOLDING CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware   1-9728    20-1938886

(State or other jurisdiction

  (Commission File Number)    (IRS Employer

of incorporation)

     Identification No.)

 

640 Fifth Avenue, New York, NY      10019

(Address of principal executive offices)

     (Zip Code)

Registrant’s telephone number, including area code: (212) 303-7200

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

þ

   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01. Other Events.

On January 4, 2013, Epoch Holding Corporation (the “Company”) announced that its assets under management (“AUM”) were approximately $24.5 billion as of December 31, 2012, an increase of 1% from $24.2 billion as of September 30, 2012.

A copy of the press release issued by the Company is attached as Exhibit 99.1.

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.

 

99.1

   Press Release dated January 4, 2013.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    EPOCH HOLDING CORPORATION
      (Registrant)  
Date: January 4, 2013      
    By:  

/s/ Adam Borak

      Name: Adam Borak
      Title: Chief Financial Officer
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