Current Report Filing (8-k)
09 Mai 2023 - 1:01PM
Edgar (US Regulatory)
0001867949
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0001867949
2023-05-09
2023-05-09
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xbrli:shares
iso4217:USD
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): May 9, 2023
Chicago
Atlantic Real Estate Finance, Inc.
(Exact
name of registrant as specified in its charter)
| Maryland |
|
001-41123 |
|
86-3125132 |
(State
or other jurisdiction of
incorporation
or organization) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification
Number) |
1680
Michigan Avenue, Suite 700, Miami Beach, Florida 33139
(Address
of principal executive offices) (zip code)
Registrant’s
telephone number, including area code (312) 809-7002
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common stock, par value
$0.01 per share |
|
REFI |
|
The Nasdaq Global Market
LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
2.02 Results of Operations and Financial Condition.
On
May 9, 2023, Chicago Atlantic Real Estate Finance, Inc. (the “Company”) issued a press release announcing its financial results
for the quarter ended March 31, 2023. The text of the press release is included as Exhibit 99.1 to this Form 8-K and is incorporated
herein by reference.
The
information set forth under this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The
information set forth under this Item 2.02, including Exhibit 99.1, shall not be incorporated by reference into any registration statement
or other document pursuant to the Securities Act of 1933, as amended, unless it is specifically incorporated by reference therein.
Item
7.01 Regulation FD Disclosure.
On
May 9, 2023, the Company disseminated a presentation to be used in connection with its conference call to discuss its financial results
for the quarter ended March 31, 2023, which will be held on Tuesday, May 9, 2023 at 9:00 a.m. (eastern time). A copy of the presentation
has been posted to the Company’s Investor Relations page of its website and is included herewith as Exhibit 99.2, and by this reference
incorporated herein.
The
information disclosed under this Item 7.01, including Exhibit 99.2 hereto, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
The information provided herein shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933,
as amended, except as expressly set forth by specific reference in such filing.
Item
9.01 Financial Statements and Exhibits.
d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K
to be signed on its behalf by the undersigned hereunto duly authorized.
| |
CHICAGO
ATLANTIC REAL ESTATE FINANCE, INC. |
| |
|
|
| Date: May 9, 2023 |
By: |
/s/
Anthony Cappell |
| |
|
Name: |
Anthony Cappell |
| |
|
Title: |
Chief Executive Officer |
2
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