Current Report Filing (8-k)
29 Août 2017 - 8:45PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): August 29, 2017
ALPHA-EN
CORPORATION
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
|
001-12885
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95-4622429
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(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
28
Wells Avenue, 2nd Floor, Yonkers, New York 10701
|
(Address
of Principal Executive Offices)
|
(914)
418-2000
(Registrant’s
Telephone Number, Including Area Code)
120
White Plains Road, Suite 425, Tarrytown, New York 10591
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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|
|
[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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|
[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240. 12b-2).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
On
August 29, 2017 the Company issued a press release entitled “alpha-En Corporation Announces Joint Research Program with
Mercedes-Benz Research and Development North America & Princeton University”. A copy of the press release is attached
hereto as Exhibit 99.1 and incorporated herein by reference.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
99.1
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Press Release, dated August 29, 2017
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ALPHA-EN
CORPORATION
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(Registrant)
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Date:
August 29, 2017
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By:
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/s/
Jerome I. Feldman
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Name:
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Jerome
I. Feldman
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Title:
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Executive
Chairman and Treasurer
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