IPConcept (Luxemburg) S.A. (-)
Form 8.3 - IPConcept (Luxemburg) S.A.: AFH Financial Group plc
11-Feb-2021 / 18:55 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
IPConcept
(Luxemburg) S.A.
(a) Full name of discloser:
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For
a trust, the trustee(s), settlor and beneficiaries must be
named.
AFH Financial
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates: Group plc
Use a separate form for each offeror/offeree ISIN:
GB00B4W5WQ08
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
11.02.2021
For an opening position disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
NO
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
AFH Financial Group plc
Class of relevant security:
ISIN: GB00B4W5WQ08 / 10p ordinary
Interests Short positions
Number % Number %
n/a
(1) Relevant securities owned and/or controlled: 1,093,702 shares 2,544
(2) Cash-settled derivatives: n/a n/a
n/a n/a
(3) Stock-settled derivatives (including options) and agreements to
1,093,702
shares 2,544
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
n/a
Class of relevant security in relation to which subscription right exists:
n/a
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1 (c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Purchase/sale
Class of relevant security Number of securities Price per unit
GB00B4W5WQ08
Purchase 55,000 4.608
(b) Cash-settled derivative transactions
Product Nature of dealing
Class of relevant description Number of reference Price per
security e.g. opening/closing a long/short position, increasing/ securities unit
e.g. CFD reducing a long/short position
n/a
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Type
Class of Product Writing, Number of securities Exercise Option money
relevant description e.g. purchasing, to which option price per e.g. Expiry paid/ received
security call option selling, varying relates unit American, date per unit
etc. European
etc.
n/a
(ii) Exercise
Class of relevant Product description Exercising/ exercised
security against Number of securities Exercise price per unit
e.g. call option
n/a
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant security Details Price per unit (if applicable)
e.g. subscription, conversion
n/a
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to
relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the
disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or
understandings, state "none"
n/a
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings, state "none"
n/a
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: February 12th 2021
Susanne Mohn
Contact name:
Risk Management Department
Tel. (+352) - 260 248 - 4913
Telephone number*:
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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Category Code: RET - AFH Financial Group plc
TIDM: -
Sequence No.: 93451
EQS News ID: 1167859
End of Announcement EQS News Service
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