Statement of Changes in Beneficial Ownership (4)
12 Août 2022 - 11:10PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Rowland James Randolph |
2. Issuer Name and Ticker or Trading Symbol
Cyxtera Technologies, Inc.
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CYXT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Operating Officer |
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(Last)
(First)
(Middle)
2333 PONCE DE LEON BLVD., SUITE 900, BAC COLONNADE OFFICE TOWERS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/8/2022 |
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(Street)
CORAL GABLES, FL 33134
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | 8/8/2022 | 8/10/2022 | S(1) | | 9885 (2) | D | $12.29 (3) | 91052 | D | |
| Class A Common Stock | 8/9/2022 | 8/10/2022 | S(1) | | 14213 (2) | D | $11.89 (4) | 76839 | D | |
| Class A Common Stock | 8/10/2022 | | S(1) | | 16994 (2) | D | $11.77 (5) | 59845 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan. |
| (2) | Represents shares sold on the open market in order to satisfy tax obligations owed by the Reporting Person in connection with the vesting of Restricted Stock Units previously granted to the Reporting Person. |
| (3) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.08 to $12.48. The Reporting Person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| (4) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $12.39. The Reporting Person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| (5) | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $12.15. The Reporting Person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rowland James Randolph
2333 PONCE DE LEON BLVD., SUITE 900
BAC COLONNADE OFFICE TOWERS
CORAL GABLES, FL 33134 |
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| Chief Operating Officer |
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Signatures
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| /s/ Victor Semah, attorney-in-fact for James Randolph Rowland | | 8/12/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Cyxtera Technologies (NASDAQ:CYXT)
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